The looks of ChatGPT in 2022 utterly modified how the world began perceiving synthetic intelligence. The unbelievable efficiency of ChatGPT led to the speedy growth of different highly effective LLMs.
We may roughly say that ChatGPT is an upgraded model of GPT-3. However compared to the earlier GPT variations, this time OpenAI builders not solely used extra knowledge or simply complicated mannequin architectures. As an alternative, they designed an unbelievable method that allowed a breakthrough.
On this article, we are going to speak about RLHF — a basic algorithm carried out on the core of ChatGPT that surpasses the boundaries of human annotations for LLMs. Although the algorithm relies on proximal coverage optimization (PPO), we are going to preserve the reason easy, with out going into the small print of reinforcement studying, which isn’t the main focus of this text.
NLP growth earlier than ChatGPT
To raised dive into the context, allow us to remind ourselves how LLMs have been developed up to now, earlier than ChatGPT. Usually, LLM growth consisted of two phases:
Pre-training consists of language modeling — a job wherein a mannequin tries to foretell a hidden token within the context. The chance distribution produced by the mannequin for the hidden token is then in comparison with the bottom reality distribution for loss calculation and additional backpropagation. On this method, the mannequin learns the semantic construction of the language and the that means behind phrases.
If you wish to study extra about pre-training & fine-tuning framework, take a look at my article about BERT.
After that, the mannequin is fine-tuned on a downstream job, which could embody totally different targets: textual content summarization, textual content translation, textual content era, query answering, and many others. In lots of conditions, fine-tuning requires a human-labeled dataset, which ought to ideally include sufficient textual content samples to permit the mannequin to generalize its studying properly and keep away from overfitting.
That is the place the boundaries of fine-tuning seem. Information annotation is often a time-consuming job carried out by people. Allow us to take a question-answering job, for instance. To assemble coaching samples, we would wish a manually labeled dataset of questions and solutions. For each query, we would wish a exact reply supplied by a human. As an illustration:

In actuality, for coaching an LLM, we would wish tens of millions and even billions of such (query, reply) pairs. This annotation course of may be very time-consuming and doesn’t scale properly.
RLHF
Having understood the principle drawback, now it’s excellent second to dive into the small print of RLHF.
When you have already used ChatGPT, you may have in all probability encountered a scenario wherein ChatGPT asks you to decide on the reply that higher fits your preliminary immediate:

This data is definitely used to constantly enhance ChatGPT. Allow us to perceive how.
Initially, you will need to discover that selecting the most effective reply amongst two choices is a a lot less complicated job for a human than offering an actual reply to an open query. The thought we’re going to have a look at relies precisely on that: we would like the human to simply select a solution from two potential choices to create the annotated dataset.

Response era
In LLMs, there are a number of potential methods to generate a response from the distribution of predicted token possibilities:
- Having an output distribution p over tokens, the mannequin all the time deterministically chooses the token with the best chance.

- Having an output distribution p over tokens, the mannequin randomly samples a token in response to its assigned chance.

This second sampling technique leads to extra randomized mannequin conduct, which permits the era of various textual content sequences. For now, allow us to suppose that we generate many pairs of such sequences. The ensuing dataset of pairs is labeled by people: for each pair, a human is requested which of the 2 output sequences suits the enter sequence higher. The annotated dataset is used within the subsequent step.
Within the context of RLHF, the annotated dataset created on this method known as “Human Suggestions”.
Reward Mannequin
After the annotated dataset is created, we use it to coach a so-called “reward” mannequin, whose objective is to study to numerically estimate how good or unhealthy a given reply is for an preliminary immediate. Ideally, we would like the reward mannequin to generate optimistic values for good responses and adverse values for unhealthy responses.
Talking of the reward mannequin, its structure is strictly the identical because the preliminary LLM, apart from the final layer, the place as an alternative of outputting a textual content sequence, the mannequin outputs a float worth — an estimate for the reply.
It’s essential to cross each the preliminary immediate and the generated response as enter to the reward mannequin.
Loss operate
You would possibly logically ask how the reward mannequin will study this regression job if there are usually not numerical labels within the annotated dataset. It is a cheap query. To handle it, we’re going to use an attention-grabbing trick: we are going to cross each a superb and a nasty reply via the reward mannequin, which can finally output two totally different estimates (rewards).
Then we are going to well assemble a loss operate that may evaluate them comparatively.

Allow us to plug in some argument values for the loss operate and analyze its conduct. Under is a desk with the plugged-in values:

We will instantly observe two attention-grabbing insights:
- If the distinction between R₊ and R₋ is adverse, i.e. a greater response obtained a decrease reward than a worse one, then the loss worth might be proportionally massive to the reward distinction, that means that the mannequin must be considerably adjusted.
- If the distinction between R₊ and R₋ is optimistic, i.e. a greater response obtained a better reward than a worse one, then the loss might be bounded inside a lot decrease values within the interval (0, 0.69), which signifies that the mannequin does its job properly at distinguishing good and unhealthy responses.
A pleasant factor about utilizing such a loss operate is that the mannequin learns acceptable rewards for generated texts by itself, and we (people) wouldn’t have to explicitly consider each response numerically — simply present a binary worth: is a given response higher or worse.
Coaching an authentic LLM
The educated reward mannequin is then used to coach the unique LLM. For that, we are able to feed a sequence of recent prompts to the LLM, which can generate output sequences. Then the enter prompts, together with the output sequences, are fed to the reward mannequin to estimate how good these responses are.
After producing numerical estimates, that data is used as suggestions to the unique LLM, which then performs weight updates. A quite simple however elegant strategy!

More often than not, within the final step to regulate mannequin weights, a reinforcement studying algorithm is used (often accomplished by proximal coverage optimization — PPO).
Even when it’s not technically appropriate, in case you are not accustomed to reinforcement studying or PPO, you’ll be able to roughly consider it as backpropagation, like in regular machine studying algorithms.
Inference
Throughout inference, solely the unique educated mannequin is used. On the identical time, the mannequin can constantly be improved within the background by amassing person prompts and periodically asking them to charge which of two responses is best.
Conclusion
On this article, we have now studied RLHF — a extremely environment friendly and scalable method to coach trendy LLMs. A sublime mixture of an LLM with a reward mannequin permits us to considerably simplify the annotation job carried out by people, which required large efforts up to now when accomplished via uncooked fine-tuning procedures.
RLHF is used on the core of many fashionable fashions like ChatGPT, Claude, Gemini, or Mistral.
Sources
All photographs except in any other case famous are by the writer